United Capital Markets, Inc.

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
40980
Registered since
June 13, 1996

Firm profile

FINTRX

Overview

United Capital Markets, Inc. is a corporation that has been SEC-registered since 1996. The firm's regulatory profile in the source data is limited: it is listed as an "unclassified" adviser and is identified as having domestic entity/individual ownership. The record indicates the firm is not flagged as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not reported as a pension consultant or related adviser. The firm has provided minimal operational and business-detail disclosures in the available dataset, leaving its client focus, fee schedule, and advisory activities unspecified.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Dennis Devaney

    Dennis Devaney

    Chief Executive OfficerCRD 2537936

  • Michael Nelson

    Michael Nelson

    Chief Financial OfficerCRD 6549497

  • Catherine Bezzina

    Catherine Bezzina

    Chief Compliance OfficerCRD 1288036

Contacts

3 of 5
  • William Earle

    William Earle

    InternCRD 7380626

  • Isaac Maya

    AnalystCRD 4943793

  • Dennis Devaney

    Dennis Devaney

    InternCRD 7389754

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
2665 S Bayshore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth