Palafox Trading LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
51
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
131114
Registered since
September 16, 2004

Firm profile

FINTRX

Overview

Palafox Trading LLC is organized as a limited liability company that has been SEC-registered since 2004. Ownership is recorded as a combination of a domestic entity and an individual, and the firm is classified in the source data as "unclassified." Available regulatory flags and attributes show the firm is not identified as a capital allocator, does not report active ESG investing, is not listed as a multi-state adviser, is not a pension consultant, and is not marked as a related adviser. The dataset does not include details about the firm's client segments, fee schedule, core business activities, or specific advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Nicholas Sahadi

    Chief Compliance OfficerCRD 4044856

  • Nyran Ramprashad

    Nyran Ramprashad

    Chief Audit ExecutiveCRD 4761698

  • Steven Henry

    Steven Henry

    Chief Accounting OfficerCRD 5587809

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Contacts

3 of 46
  • Sergio Lupetin

    Head of Regulatory ReportingCRD 1221963

  • Robert Milo

    Robert Milo

    ManagerCRD 2284360

  • Sean Carroll

    Sean Carroll

    ComplianceCRD 2518443

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
830 Brickell Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth