GTS Securities LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
134
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
149224
Registered since
February 17, 2009
Website
gtsx.com

Firm profile

FINTRX

Overview

GTS Securities LLC is organized as a limited liability company and has been registered with the SEC since 2009. Public regulatory metadata in the dataset is sparse: the firm is categorized as unclassified, lists ownership as a domestic entity/individual, and the snapshot marks it as not a capital allocator and not an active ESG investor. Other operational descriptors such as core advisory activities, fee model, and client segments are not provided in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Romain Rossier

    Chief ArchitectCRD 7806118

  • Sean Martell

    CFO/FINOPCRD 4629458

  • Dariush Nazem

    Dariush Nazem

    Chief Operating OfficerCRD 4930821

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Contacts

3 of 126
  • Pankaj Kumar Sheo

    DeveloperCRD 5057604

  • Yifan Sun

    ETF TraderCRD 7143568

  • Shailesh Sinha

    Software DeveloperCRD 5300915

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 913

Active vs passive

$2.5B in ETFs

Passive

83%

$2.1B

Active

8%

$431M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$140M243,2405.57%

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
100 Se 2nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth