ULYSSES MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 157251
- Registered since
- March 30, 2012
- Website
- www.ulyssesmgmt.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles99.74%
- Other0.26%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Ulysses Management LLC is an SEC-registered investment manager (since 2012) that operates as a multifaceted fund manager and independent RIA with structures that include hedge funds and private equity funds. The firm functions as a capital allocator for an institutional client base and also serves as a sponsor/GP and managing member of pooled investment vehicles. Its advisory scope emphasizes portfolio management for pooled vehicles and it lists business activities consistent with CPO/CTA responsibilities. Compensation includes both a percentage-of-AUM component and performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds100%
Owners & executives
1 of 1VINCENT OGNIBENE
Chief Financial OfficerCRD 6897480
Contacts
2 of 2RICHARD ELLENBOGEN
CCOCRD 4332073
JOSHUA NASH
Founder and PresidentCRD 2084121
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$11.4M in ETFs
100%
$11.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $3.7M | 8,500 | 32.09% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1 Rockefeller Plz
- Time zone
- ET (UTC-5)
- Office locations
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