NASSAU ALTERNATIVE INVESTMENTS LLC

RIASEC RegisteredEst. 2019
Total AUM
$1.4B
Discretionary
$686M
48% of AUM
Avg account
$159M
Accounts
9
Employees
6
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
300006
Registered since
July 24, 2019
Website
nfg.com
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies49.22%
  • Pooled Investment Vehicles47.8%
  • Corporations / Businesses2.98%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nassau Alternative Investments LLC is a manager focused on pooled investment vehicles and institutional mandates, with a clear tilt toward securitized products and private-market exposures. The firm operates as a limited liability company and is SEC-registered. Its formal activities include serving as a commodity pool operator/commodity trading advisor (CPO/CTA) and acting as portfolio manager for pooled vehicles and for businesses or institutional clients. The client base is institutional and the firm charges a combination of percentage-of-AUM fees and performance-based fees. Investment preferences emphasize structured and private-market strategies rather than long-only public equity beta. The manager allocates capital to securitized asset strategies it sponsors and to third-party private-market managers across private equity, venture capital and private placements. It is not positioned as an ESG-focused allocator per its filing. Nassau Alternative Investments also functions in sponsor and general partner roles for pooled vehicles, which aligns with its use of performance fees and the sizable, concentrated fund structures it manages.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 92%, Non-Investment Grade Corp Bonds 4%, Non-Exchange Traded Equities 2%, Investment Grade Corp Bonds 1%92%
  • Other92%
  • Non-Investment Grade Corp Bonds4%
  • Non-Exchange Traded Equities2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4
  • Kostas Cheliotis

    General Counsel and COOCRD 6765847

  • PHILLIP GASS

    Chairman & CEOCRD 4443202

  • JOHN ROTH

    Chief Compliance OfficerCRD 5938907

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Contacts

1 of 1
  • Ravi Srinivasan

    Managing DirectorCRD 7264485

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
300 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth