Guggenheim Asset-Backed Finance Company, LLC

Overview

Guggenheim Asset-Backed Finance Company, LLC is organized as a limited liability company and operates as an institutional registered investment adviser. Its stated advisory focus is portfolio management for pooled investment vehicles and for businesses or institutions, and its fee model combines a percentage-of-AUM charge with performance-based fees, a structure commonly used for privately managed funds. The firm is not identified as an active ESG investor, does not report multi-state adviser status, and is not listed as a related adviser. Regulatory and industry roles tied to the entity include broker-dealer activity, registered municipal advisor responsibilities, registration as a security-based swap dealer, and functions as a sponsor/GP or managing member of pooled vehicles. The entity is reported as SEC-registered in 2026 and is owned by a mix of domestic entity and individual owners. Classification on filings places it in the institutional RIA category rather than a private client wealth manager.

Assets & Accounts

Investments & Alternatives