Guggenheim Asset-Backed Finance Company, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 340242
- Registered since
- April 20, 2026
- Fee structure
- Percentage of AUM, Performance Based Fees
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Guggenheim Asset-Backed Finance Company, LLC is a newly formed institutional registered investment adviser organized as a limited liability company. Its stated advisory activity centers on portfolio management for pooled investment vehicles and for businesses or institutional investors. The firm is structured to collect management and performance fees, and it does not identify as an active ESG investor. Regulatory and industry listings indicate the entity is connected to a range of capital markets activities beyond pure advisory work, reflecting a hybrid operating posture rather than a traditional retail RIA.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Tracy Lowery Whille
Chief Compliance OfficerCRD 2872693

Mark Van Lith
Chief Executive OfficerCRD 2263510
Contacts
2 of 2Mark Golombeck
Senior Managing Director, Investment BankingCRD 4245281

Cory Wishengrad
Senior Managing Director, Head of Fixed IncomeCRD 3117309
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 330 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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