Ultimus Fund Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
92
Avg account
$0

Firm details

Headquarters
Cincinnati, Ohio
CRD number
104177
Registered since
August 24, 2000

Firm profile

FINTRX

Overview

Ultimus Fund Distributors, LLC is organized as a limited liability company that has been SEC-registered since 2000. Public records list ownership as domestic and including individuals; the firm is categorized as unclassified in the available registry fields. The firm does not identify itself as a capital allocator, an active ESG investor, a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser in the source data. There are no disclosed details for advisory activities, fee structure, or client segments in the information provided.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Stephen Preston

    Stephen Preston

    Chief Compliance OfficerCRD 2217795

  • Lesley Ott

    Lesley Ott

    Chief Operating Officer and Chief Compliance OfficerCRD 5828416

Contacts

3 of 90
  • John Fitzhugh

    John Fitzhugh

    Registered RepresentativeCRD 2266109

  • Jennifer Blackney

    Jennifer Blackney

    Account Services SpecialistCRD 5500349

  • Heather Juarez

    Heather Juarez

    Shareholder ServicesCRD 6239362

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
225 Pictoria Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth