Ultimus Fund Distributors, LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 104177
- Registered since
- August 24, 2000
- Website
- www.ultimusfundsolutions.com
Firm profile
FINTRXOverview
Ultimus Fund Distributors, LLC is organized as a limited liability company and has been SEC-registered since 2000. FINTRX classifies the firm as unclassified and notes that it does not act as a capital allocator. The record also indicates the firm is not an active ESG investor, is not a multi-state adviser, and is not characterized as a pension consultant or related adviser. The snapshot identifies the owner type as a mix of domestic entity and individual. FINTRX does not provide detail on advisory or distribution activities in the profile, so the firm's business model appears to be centered on distributor-related functions rather than serving as an investment manager with client-facing advisory assets.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Stephen Preston
Chief Compliance OfficerCRD 2217795

Lesley Ott
Chief Operating Officer and Chief Compliance OfficerCRD 5828416
Contacts
3 of 89
John Fitzhugh
Registered RepresentativeCRD 2266109

Jennifer Blackney
Account Services SpecialistCRD 5500349

Heather Juarez
Shareholder ServicesCRD 6239362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 225 Pictoria Dr
- Time zone
- ET (UTC-5)
- Office locations
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