Ultimus Fund Distributors, LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 104177
- Registered since
- August 24, 2000
- Website
- www.ultimusfundsolutions.com
Firm profile
FINTRXOverview
Ultimus Fund Distributors, LLC is organized as a limited liability company that functions as a fund distribution vehicle rather than an asset manager or capital allocator. The firm has been SEC-registered since 2000 and is identified as a domestic entity/individual-owned company. FINTRX classifies the business as a fund distributor and does not show activity as an investment allocator, pension consultant, related adviser, or multi-state adviser. The profile also indicates the firm is not identified as an active ESG investor. FINTRX does not list advisory activities, a client base, or a fee structure for Ultimus Fund Distributors, LLC, which aligns with the distributor role: the firm appears focused on supporting fund placement and distribution logistics rather than managing client portfolios or providing investment advisory services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Lesley Ott
Chief Operating Officer and Chief Compliance OfficerCRD 5828416

Stephen Preston
Chief Compliance OfficerCRD 2217795
Contacts
3 of 94
Nicole Peters
Senior Compliance SpecialistCRD 5369032

Michael Murphy
Director of Client ServiceCRD 6547899

Philip Rewilak
Registered RepresentativeCRD 4772921
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 225 Pictoria Dr
- Time zone
- ET (UTC-5)
- Office locations
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