Ultimus Fund Distributors, LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 104177
- Registered since
- August 24, 2000
- Website
- www.ultimusfundsolutions.com
Firm profile
FINTRXOverview
Ultimus Fund Distributors, LLC is organized as a limited liability company and is classified in the dataset as a fund distributor. The firm’s ownership is listed as a combination of a domestic entity and individual ownership. The dataset indicates the firm does not function as a capital allocator and is not identified as an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The source does not list discrete advisory or investment management activities for the firm; the classification and attributes in the snapshot suggest its primary role is distribution and support for funds rather than direct portfolio management or allocation.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Lesley Ott
Chief Operating Officer and Chief Compliance OfficerCRD 5828416

Stephen Preston
Chief Compliance OfficerCRD 2217795
Contacts
3 of 94
Nicole Peters
Senior Compliance SpecialistCRD 5369032

Michael Murphy
Director of Client ServiceCRD 6547899

Philip Rewilak
Registered RepresentativeCRD 4772921
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 225 Pictoria Dr
- Time zone
- ET (UTC-5)
- Office locations
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