Ullico Investment Advisors, Inc.

RIASEC RegisteredEst. 1990

Total AUM

$13.9B

Discretionary

$13.9B

100% of AUM

Avg account

$557M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Bethesda, Maryland
CRD number: 106628
Registered since: April 20, 1990
Website: www.ullico.com
Custodians: U.S. BANK, N.A., BNY, CASEIS BANK
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles93.74%
Pension & Profit Sharing Plans3.81%
Insurance Companies1.61%
Banking / Thrift Institutions0.84%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ullico Investment Advisors, Inc. is a corporation that acts as a pooled-fund and institutional manager with roots dating to its 1990 SEC registration. The firm is organized to manage private equity and real estate funds and describes itself as a multifaceted fund manager. Its client base is institutional and it charges fees as a percentage of assets under management. Ullico performs portfolio management for pooled vehicles and for businesses or institutions, selects other advisers, and conducts activities consistent with a commodity pool operator/commodity trading advisor. It reports no active ESG program and is not structured as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

US Government Bonds43%
Investment Grade Corp Bonds26%
Cash & Cash Equivalents11%
Exchange Traded Equities10%
State & Local Bonds4%

Owners & executives

3 of 3

Kenneth Scott
President, COOCRD 731493
Cathy Humphrey
Chief Operating OfficerCRD 4899999
Yinan Yu
CFO and DirectorCRD 7787306

Contacts

3 of 5

Herbert Kolben
Senior Vice President, Real Estate Investment Group, The Union Labor Life Insurance CompanyCRD 5655370
Joseph Linehan
PresidentCRD 4951041
Peter Haley
VP Investment OperationsCRD 5511027