Midcap Financial Services Capital Management, LLC

RIASEC RegisteredEst. 2016
Total AUM
$7.3B
Discretionary
$4.8B
66% of AUM
Avg account
$606M
Accounts
12
Employees
360
Advisory reps
5

Firm details

Headquarters
Bethesda, Maryland
CRD number
285820
Registered since
November 28, 2016
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Midcap Financial Services Capital Management, LLC is an SEC-registered adviser (since 2016) that manages pooled investment vehicles on behalf of institutional clients. The firm is organized as a securitized asset fund and serves as sponsor, general partner and managing member of pooled vehicles rather than operating primarily as a third-party capital allocator. Its advisory mandate focuses on portfolio management for pooled investment vehicles and it charges fees based on a percentage of assets under management. The firm identifies as an active ESG investor, indicating ESG factors are part of its investment approach.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Pierrette Bradshaw

    Pierrette Bradshaw

    Chief Compliance OfficerCRD 6029855

  • Randall Feldner

    Chief Financial OfficerCRD 8218989

  • Joshua Groman

    Chief Executive OfficerCRD 8218982

Contacts

2 of 2
  • Lisa Lenderman

    General CounselCRD 7992335

  • John O'dea

    John O'dea

    Managing DirectorCRD 6825331

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bethesda, MD

Montgomery

Location

Bethesda, MD

Headquartered in Bethesda, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
7255 Woodmont Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth