Ucap Americas

RIASEC RegisteredEst. 2014

Total AUM

$208M

Discretionary

$179M

86% of AUM

Avg account

$1.1M

Accounts

184

Employees

14

Advisory reps

13

Firm details

Headquarters: Miami, Florida
CRD number: 170846
Registered since: May 6, 2014
Website: ucapamericas.com
Custodians: STONEX FINANCIAL INC., CHARLES SCHWAB & CO., INC., CAPITAL UNION BANK LTD
Fee structure: Percentage of AUM, Other
Client types: Corporations / Businesses68.97%
HNWI29.86%
Individuals1.17%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ucap Americas is a privately held limited liability company that acts as a capital allocator for both individual/family and institutional clients. Registered as an SEC adviser in 2014, the firm provides discretionary portfolio management for individuals, small businesses, and institutions, and also offers selection-of-other-advisers services and pension consulting. Its fee model includes a percentage-of-AUM component alongside other fee arrangements. Ucap Americas is not positioned as an ESG-focused investor and does not present itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities34%
US Government Bonds18%
Public Funds/Mutual Funds17%
Non-Investment Grade Corp Bonds13%
Investment Grade Corp Bonds9%

Owners & executives

3 of 3

Sixto Campano
Chief Executive OfficerCRD 1567239
Dinah Caratini
Chief Compliance OfficerCRD 2757383
Juan Massens
COOCRD 2802360

Contacts

3 of 10

Alma Estrada
Senior Registered AssistantCRD 4359708
Susan Disdier
Managing DirectorCRD 4203995
Lourdes Stauffer
Client Service AssistantCRD 5912994

Unlock 7 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area: Miami-Port St. Lucie-Fort Lauderdale, FL
Region: South
County: Miami Dade
Address: 1221 Brickell Ave
Time zone: ET (UTC-5)
Office locations

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