LEVEL ONE FUND

RIASEC RegisteredEst. 2023
Total AUM
$202M
Discretionary
$202M
100% of AUM
Avg account
$101M
Accounts
2
Employees
5
Advisory reps
2

Firm details

Headquarters
MIAMI, Florida
CRD number
316294
Registered since
August 11, 2023
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Level One Fund is a limited liability company that operates as a venture capital manager focused on pooled investment vehicles for institutional clients. The firm is structured to serve as adviser, sponsor and general partner/managing member of private funds rather than as a traditional wealth manager. Its advisory activity centers on portfolio management for pooled funds, with capital deployment directed into venture-stage opportunities consistent with a venture capital fund classification. Fee arrangements are percentage-of-AUM based, and the firm does not position itself as an active ESG investor. Level One Fund appears to run a compact, institutional-oriented platform: it is owner‑managed (individual owner type), registered with the SEC in 2023, and concentrates on allocating capital through fund vehicles rather than delivering bespoke accounts or retail advisory services. The firm’s industry affiliations indicate hands-on roles in fund formation and sponsorship, consistent with taking GP-level responsibilities for its vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DANIEL DWYER

    Chief Compliance OfficerCRD 7460641

Contacts

1 of 1
  • James Stewart

    PartnerCRD 7246498

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
66 W Flagler St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth