UBS Farmland Investors LLC

RIASEC RegisteredEst. 1997
Total AUM
Avg account
$0
Accounts
0
Employees
10
Advisory reps
3

Firm details

Headquarters
Hartford, Connecticut
CRD number
107754
Registered since
February 5, 1997
Fee structure
Percentage of AUM
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

UBS Farmland Investors LLC is an SEC-registered limited liability company formed in 1997 that operates as an adviser to pooled investment vehicles and to businesses or institutional clients. The firm charges fees as a percentage of assets under management and is identified as a related adviser within a broader corporate grouping, indicating affiliation with other UBS entities. It is not flagged as an active ESG investor and does not appear to operate as a multi-state or newly formed adviser. Its permitted activities extend beyond pure portfolio management: the firm is connected to a range of financial-service roles and counterparties, including broker-dealer relationships, banking and trust capabilities, sponsorship or GP/manager roles for pooled vehicles, and capacity as a futures/derivatives participant (registered security-based swap dealer, CPO/CTA, and futures commission merchant). That mix of affiliations suggests the firm operates within an integrated institutional infrastructure and can both sponsor and manage pooled investment products focused on real assets.

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 3
  • Nicholas Pile

    Nicholas Pile

    DirectorCRD 2727759

  • Daniel Murray

    Daniel Murray

    Executive DirectorCRD 5934819

  • Philip Stacey

    Philip Stacey

    General CounselCRD 6434626

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hartford, CT

Hartford

Location

Hartford, CT

Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
10 State House Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth