U.S Sterling Securities, Inc.
Firm details
- Headquarters
- Hauppauge, New York
- CRD number
- 35912
- Registered since
- September 6, 1994
- Website
- www.ussterlingsecurities.com
Firm profile
FINTRXOverview
U.S. Sterling Securities, Inc. is a corporation that has been SEC-registered since 1994 and is classified in public records as an investment bank. The ownership footprint shown in filings indicates a mix of domestic-entity and individual ownership rather than a multi-layered institutional parent. Publicly available metadata does not describe a demonstrable role as a capital allocator, which suggests the firm’s primary activities are closer to broker-dealer or capital-markets functions than running discretionary pooled-investment programs. Regulatory attributes in the snapshot point to a narrow operating profile: it is not listed as a multi-state adviser, not identified as an active ESG investor, and is not presented as a pension consultant or related adviser. Key operational details — including client segmentation, fee model, specific business or advisory activities, and AUM — are not shown in the summary data. Those gaps limit what can be inferred about investment strategy or target clients beyond the firm’s classification and registration history.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Shawn Orr
COOCRD 4543396
Contacts
3 of 14George Goldman
ParalegalCRD 1315513
Gavin Whitmore
Registered RepresentativeCRD 1574806

Patricia Masel
Vice PresidentCRD 1613954
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hauppauge, NY
Suffolk
Location
Hauppauge, NY
Headquartered in Hauppauge, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 1393 Veterans Memorial Hwy
- Time zone
- ET (UTC-5)
- Office locations
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