U.S Sterling Securities, Inc.

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Hauppauge, New York
CRD number
35912
Registered since
September 6, 1994

Firm profile

FINTRX

Overview

U.S. Sterling Securities, Inc. is a corporation that has been SEC-registered since 1994 and is classified in public records as an investment bank. The ownership footprint shown in filings indicates a mix of domestic-entity and individual ownership rather than a multi-layered institutional parent. Publicly available metadata does not describe a demonstrable role as a capital allocator, which suggests the firm’s primary activities are closer to broker-dealer or capital-markets functions than running discretionary pooled-investment programs. Regulatory attributes in the snapshot point to a narrow operating profile: it is not listed as a multi-state adviser, not identified as an active ESG investor, and is not presented as a pension consultant or related adviser. Key operational details — including client segmentation, fee model, specific business or advisory activities, and AUM — are not shown in the summary data. Those gaps limit what can be inferred about investment strategy or target clients beyond the firm’s classification and registration history.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Shawn Orr

    Shawn Orr

    COOCRD 4543396

Contacts

3 of 14
  • George Goldman

    ParalegalCRD 1315513

  • Gavin Whitmore

    Registered RepresentativeCRD 1574806

  • Patricia Masel

    Patricia Masel

    Vice PresidentCRD 1613954

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hauppauge, NY

Suffolk

Location

Hauppauge, NY

Headquartered in Hauppauge, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
1393 Veterans Memorial Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth