U.S. GLOBAL INVESTORS, INC.
Firm details
- Headquarters
- SAN ANTONIO, Texas
- CRD number
- 111097
- Registered since
- June 16, 1968
- Website
- www.usfunds.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies98.47%
- Pooled Investment Vehicles1.53%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
U.S Global Investors, Inc. is a corporate investment manager that has been SEC-registered since 1968 and focuses on serving institutional clients. Its primary advisory activity is portfolio management for investment companies, and it operates under an owner-type classified as individual. The firm charges asset-based fees and can receive performance-based compensation, which suggests fee arrangements tied to investment results for certain mandates. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser. Its organizational profile indicates a narrow institutional client focus rather than retail wealth management or broad capital-allocation services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3LISA CALLICOTTE
Chief Financial OfficerCRD 5703473
MONICA BLANCO
Chief Compliance OfficerCRD 7190125
FRANK HOLMES
CEOCRD 4385517
Contacts
3 of 3ROY TERRACINA
DirectorCRD 4386182
JEROLD RUBINSTEIN
Chairman of the BoardCRD 4385786
THOMAS LYDON
FounderCRD 1099080
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$89.5K in ETFs
100%
$89.5K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GLOBAL X MSCI CHINA CONSUMER DISCRETIONARY ETF (CHIQ) | GlobalX | Passive | China Region | $89.5K | 4,500 | 100.00% |
Location
SAN ANTONIO, TX
BEXAR
Location
SAN ANTONIO, TX
Headquartered in SAN ANTONIO, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.
- Metro area
- San Antonio-New Braunfels-Pearsall, TX
- Region
- South
- County
- BEXAR
- Address
- 7900 Callaghan Rd
- Time zone
- CT (UTC-6)
- Office locations
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