Strategic Financial Concepts, LLC

RIASEC RegisteredEst. 2006
Total AUM
$928M
Discretionary
$928M
100% of AUM
Avg account
$243K
Accounts
3,824
Employees
41
Advisory reps
41

Firm details

Headquarters
San Antonio, Texas
CRD number
141849
Registered since
October 24, 2006
Website
www.sfcria.com
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals54.93%
  • HNWI26.54%
  • Corporations / Businesses6.69%
  • Other6.68%
  • Pension & Profit Sharing Plans2.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Strategic Financial Concepts, LLC is an independent registered investment adviser established in 2006 that acts as a capital allocator for both individual/family and institutional clients. The firm combines financial planning with portfolio management across individual, small-business and institutional relationships, and offers pension consulting, manager selection and educational workshops. Fee arrangements are flexible and include asset-based fees, hourly and fixed-fee engagements. The firm reports an affiliation with other investment advisers and an insurance company and does not identify itself as an ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 5%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • Leslie Wagner

    Leslie Wagner

    COO and PartnerCRD 4783984

  • Reagan Wagner

    Reagan Wagner

    CEO & PresidentCRD 4339734

Contacts

3 of 39

  • William Herbig

    Financial ConsultantCRD 7809118

  • Van Taylor

    Van Taylor

    Finance InternCRD 8093945

  • Brett Henry

    Registered RepresentativeCRD 7721143

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 264

Active vs passive

$397M in ETFs

Passive

68%

$269M

Active

25%

$128M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$15.2M70,6223.82%
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Location

Primary office

San Antonio, TX

Bexar

Location

San Antonio, TX

Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
Bexar
Address
901 Ne Loop 410
Time zone
CT (UTC-6)
Office locations

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