Strategic Financial Concepts, LLC

RIASEC Registered
Total AUM
$928M
Discretionary
$928M
100% of AUM
Avg account
$243K
Accounts
3,824
Employees
41
Advisory reps
40

Firm details

Headquarters
San Antonio, Texas
CRD number
141849
Registered since
October 24, 2006
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals54.93%
  • HNWI26.54%
  • Corporations / Businesses6.69%
  • Other6.68%
  • Pension & Profit Sharing Plans2.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Strategic Financial Concepts, LLC is an independent registered investment adviser operating as an LLC and registered with the SEC in 2006. The firm describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory services span financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension-related consulting work, and educational seminars. Fee arrangements include percentage-of-AUM billing alongside hourly, fixed-fee and other structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 5%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 208

Active vs passive

$307M in ETFs

Passive

64%

$195M

Active

26%

$112M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$16.4M69,2655.34%

Location

Primary office

San Antonio, TX

Bexar

Location

San Antonio, TX

Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
Bexar
Address
901 Ne Loop 410
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth