Twin Peaks Wealth Advisors
Firm details
- Headquarters
- ,
- CRD number
- 323817
- Registered since
- November 10, 2022
- Website
- twinpwa.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.2%
- Individuals20.06%
- Corporations / Businesses1.7%
- Pension & Profit Sharing Plans0.61%
- Charitable Organizations0.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Twin Peaks Wealth Advisors is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves both individuals and families as well as institutional clients, and it acts as a capital allocator that can select third-party managers on clients’ behalf. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. The firm also operates as an insurance broker and reports affiliations with a broker-dealer and an insurance company. Fee arrangements are a mix of percentage-of-AUM, hourly charges, and fixed fees. Twin Peaks identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities20%
- Private Funds8%
- Non-Investment Grade Corp Bonds5%
- Other4%
Contacts
3 of 9
Krishna Gaglani
Private Wealth AdvisorCRD 7817409
Vishal Kumar
Founder, Private Wealth AdvisorCRD 5763449
Tushar Kumar
Founder, Private Wealth AdvisorCRD 5703412
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 172Active vs passive
$415M in ETFs
59%
$245M
32%
$170M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $34.3M | 45,752 | 8.26% |
Location
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Location
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Headquartered in , null.
- Office locations
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