Riley Friedman Asset Management
Firm details
- Headquarters
- Los Altos, California
- CRD number
- 155810
- Registered since
- September 19, 2011
- Website
- rfasset.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, THE VANGUARD GROUP, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI88.04%
- Individuals7.29%
- Pension & Profit Sharing Plans4.67%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Riley Friedman Asset Management is an independent registered investment adviser organized as an LLC and operating since 2011. The firm is owned by an individual and manages client assets on a percentage-of-AUM fee basis. Its advisory work centers on portfolio management for individuals and small businesses, and it serves both high-net-worth individuals/families and institutional clients. The adviser does not identify as an active ESG investor and does not describe itself as a multi-state or newly formed adviser; it also does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- State & Local Bonds15%
- Cash & Cash Equivalents13%
- Public Funds/Mutual Funds7%
- Investment Grade Corp Bonds5%
Contacts
2 of 2Jonathan Riley
PresidentCRD 2947957
Stuart Friedman
PrincipalCRD 4576711
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$26.3M in ETFs
76%
$20M
2%
$6.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP VALUE INDEX FUND (VOE) | Vanguard | Passive | Mid Cap Value | $3.4M | 17,107 | 12.83% |
Location
Los Altos, CA
Santa Clara
Location
Los Altos, CA
Headquartered in Los Altos, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 4984 El Camino Real
- Time zone
- PT (UTC-8)
- Office locations
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