TWD Securities, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Petaluma, California
CRD number
143380
Registered since
August 3, 2026

Firm profile

FINTRX

Overview

TWD Securities, LLC is organized as a limited liability company and is reported to have become SEC-registered in 2026. Ownership is listed as a combination of a domestic entity and an individual. Publicly available metadata classifies the firm as "unclassified" rather than assigning it to a standard RIA segment, and the source indicates it is not a capital allocator. Flags in the record show the firm is not an active ESG investor, not a multistate adviser, and is not identified as a newly formed adviser. The dataset does not include descriptions of business lines, advisory activities, client types, fee schedules, or affiliated entities, so there is no published detail on the firm's service model, target client profile, or stated investment philosophy.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Cosmo Gould

    Cosmo Gould

    Chief Compliance OfficerCRD 5033874

Contacts

2 of 2
  • Elizabeth Collins

    FinOpCRD 4714831

  • James Owen

    CRD 5092598

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Petaluma, CA

Sonoma

Location

Petaluma, CA

Headquartered in Petaluma, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Sonoma
Address
1903 Cardinal Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth