TWD Securities, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Petaluma, California
CRD number
143380
Registered since
August 28, 2007

Firm profile

FINTRX

Overview

TWD Securities, LLC is organized as a limited liability company and appears on SEC records with a registration date of 2007. The filing characterizes ownership as a combination of a domestic entity and an individual. The record does not include a firm-provided description of advisory or business activities. The profile indicates the firm is not identified as a capital allocator, is not an active ESG investor, and is not flagged as a multi-state or newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Cosmo Gould

    Cosmo Gould

    Chief Compliance OfficerCRD 5033874

Contacts

2 of 2
  • Elizabeth Collins

    FinOpCRD 4714831

  • James Owen

    CRD 5092598

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Petaluma, CA

Sonoma

Location

Petaluma, CA

Headquartered in Petaluma, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Sonoma
Address
1903 Cardinal Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth