TTP INVESTMENTS, INC.

RIASEC RegisteredEst. 2016
Total AUM
$571M
Discretionary
$571M
100% of AUM
Avg account
$550K
Accounts
1,038
Employees
3
Advisory reps
4

Firm details

Headquarters
SAN JOSE, California
CRD number
284082
Registered since
June 30, 2016
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI87.61%
  • Individuals12.27%
  • Charitable Organizations0.12%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

TTP Investments, Inc. is an independent registered investment adviser serving individuals, families and some institutional clients. The firm combines financial planning and portfolio management for individuals and small businesses, charging fees largely as a percentage of assets under management (with other fee arrangements as needed). TTP runs a portfolio lineup that favors exchange-traded securities while supplementing core equity exposures with mutual funds and select alternative allocations run by third‑party managers. Investment positioning shows a clear tilt toward liquid, index‑style instruments—ETFs make up the largest share of its public equity sleeve—while the firm uses external managers to access less liquid real assets and energy strategies. TTP is not an active ESG investor and does not present itself as a multi‑state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Non-Exchange Traded Equities 47%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Cash & Cash Equivalents 1%50%
  • Exchange Traded Equities50%
  • Non-Exchange Traded Equities47%
  • US Government Bonds2%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • HARRISON WILLNER

    Investment Adviser RepresentativeCRD 6171789

  • HARRIS WILLNER

    OwnerCRD 3146767

  • LESLEY JONES

    Principal ConsultantCRD 4636524

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$268M in ETFs

Passive

95%

$253M

Active

0%

$14.8M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO DEVELOPED WORLD EX-US ETF (SPDW)State StreetPassiveForeign Large Blend$51M1,117,10219.01%

Location

Primary office

SAN JOSE, CA

SANTA CLARA

Location

SAN JOSE, CA

Headquartered in SAN JOSE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
1978 The Alameda
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth