RETIREMENT CAPITAL STRATEGIES, INC.
Firm details
- Headquarters
- SAN JOSE, California
- CRD number
- 139009
- Registered since
- January 4, 2010
- Website
- rcsadvisor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.73%
- Individuals26.13%
- Corporations / Businesses1.94%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Retirement Capital Strategies, Inc. is an independent, individually owned registered investment adviser that has been SEC‑registered since 2010. The firm serves both individual/family and institutional clients and delivers fee arrangements that include a percentage of assets under management, hourly charges and fixed fees. Core advisory services listed by the firm are financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm identifies itself as an active ESG investor. Retirement Capital Strategies does not describe itself as a capital allocator and appears to operate primarily as a discretionary manager and planner rather than as a fund sponsor or multi‑state advisory network.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Non-Exchange Traded Equities11%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2THOMAS VAUGHAN
CEO and Co-FounderCRD 1721660
THERESA VASQUEZ
Chief Compliance OfficerCRD 4722635
Contacts
2 of 2Easan Arulanantham
Wealth Management AdvisorCRD 7015816
CAMILLA NERI
Co-FounderCRD 706530
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$293M in ETFs
87%
$254M
13%
$38.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL WORLD STOCK INDEX FUND (VT) | Vanguard | Passive | Global Large Stock Blend | $30.1M | 217,936 | 10.28% |
Location
SAN JOSE, CA
SANTA CLARA
Location
SAN JOSE, CA
Headquartered in SAN JOSE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 1190 Saratoga Ave
- Time zone
- PT (UTC-8)
- Office locations
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