TSL Investment Management, LLC

RIASEC Registered
Total AUM
$35.9M
Discretionary
$35.9M
100% of AUM
Avg account
$1.2M
Accounts
30
Employees
2
Advisory reps
3

Firm details

Headquarters
,
CRD number
152123
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses71.17%
  • HNWI22.94%
  • Individuals5.89%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TSL Investment Management, LLC is a small, fee-based RIA that concentrates client portfolios on publicly traded equities while maintaining access to select alternative strategies. The firm manages discretionary portfolios for both individual and institutional clients and charges a percentage-of-AUM advisory fee. Investment activity centers on equity exposure held predominantly in exchange-traded instruments, complemented by allocations to externally managed alternatives and mutual funds where the firm sees opportunity to enhance diversification or target specific return objectives. Portfolios are structured to combine liquid, ETF-based core exposures with bespoke equity positions and third‑party alternative fund allocations. The firm’s advisory mandate covers portfolio management for individuals, small businesses and institutions, and its business activities include real estate brokerage and sponsorship of limited partnerships, indicating an ability to originate or sponsor private real estate transactions alongside its public-market work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Public Funds/Mutual Funds 7%, US Government Bonds 2%, Cash & Cash Equivalents 1%90%
  • Exchange Traded Equities90%
  • Public Funds/Mutual Funds7%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Angela Small

    Chief Compliance OfficerCRD 5752369

Contacts

2 of 2
  • Sean Leder

    Sean Leder

    IARCRD 2524900

  • Natalie Leder

    MemberCRD 5731500

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth