Strategic Wealth Solutions LLC
Firm details
- Headquarters
- ,
- CRD number
- 314589
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals46%
- HNWI36.85%
- Pension & Profit Sharing Plans17.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Strategic Wealth Solutions LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its compensation model combines a percentage-of-assets-under-management structure with the option for hourly billing. The firm is not identified as a multi-state or ESG-focused adviser in the source data and is not listed as a capital allocator or as part of a related-adviser structure.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities25%
- US Government Bonds25%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
John Long
Chief Compliance OfficerCRD 4650164
Contacts
2 of 2
Michael Dopazo
Managing PartnerCRD 4853505
Deepak Malhotra
Investment Adviser RepresentativeCRD 5697204
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
TSL Investment Management, LLC
RIAAzimuth Capital Management, LLC
RIAWinthrop, ME
LW Advisors, L.L.C.
RIADes Moines, IA
Main Street Financial Advisory LLC
RIAWest Newbury, MA
Shockman Financial
RIAFargo, ND