Tsai Capital Corporation

RIASEC RegisteredEst. 2007
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$2.6M
Accounts
57
Employees
3
Advisory reps
1

Firm details

Headquarters
,
CRD number
137578
Registered since
January 3, 2007
Custodians
STIFEL NICOLAUS & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI85.08%
  • Corporations / Businesses13.59%
  • Individuals1.25%
  • Charitable Organizations0.08%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tsai Capital Corporation is a privately owned investment advisory corporation that has been SEC-registered since 2007. The firm acts as a capital allocator for both individual & family clients and institutional clients, charging fees as a percentage of assets under management. Its advisory mandate focuses on discretionary portfolio management for individuals, small businesses and for businesses or institutions. The firm does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Christopher Tsai

    Christopher Tsai

    President, Chief Compliance OfficerCRD 2938655

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$725K in ETFs

Passive

100%

$725K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$572K5,68078.91%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth