TSA WEALTH MANAGEMENT
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 323123
- Registered since
- September 30, 2022
- Website
- tsawm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.44%
- Individuals13.44%
- Charitable Organizations0.74%
- Corporations / Businesses0.73%
- Pension & Profit Sharing Plans0.66%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
TSA Wealth Management is an independent, owner-operated limited liability company that registered with the SEC in 2022. The firm serves individual and family clients and bills for advice on a percentage-of-AUM basis. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, manager selection, and educational workshops. TSA also operates as an insurance broker, which is reflected in product choices and distribution capabilities. The firm is identified as a capital allocator rather than an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities13%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds3%
- State & Local Bonds2%
Owners & executives
1 of 1CRYSTAL MCKEON
Chief Compliance OfficerCRD 4690796
Contacts
2 of 2JONATHAN SWANBURG
Managing Member, PresidentCRD 5713713
AUSTIN MARRS
Managing MemberCRD 5979477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$346M in ETFs
58%
$199M
16%
$147M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $30M | 392,549 | 8.69% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 5718 Westheimer Rd
- Time zone
- CT (UTC-6)
- Office locations
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