TSA Wealth Management

RIASEC Registered
Total AUM
$359M
Discretionary
$359M
100% of AUM
Avg account
$539K
Accounts
666
Employees
3
Advisory reps
3

Firm details

Headquarters
Houston, Texas
CRD number
323123
Registered since
September 30, 2022
Website
tsawm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI84.44%
  • Individuals13.44%
  • Charitable Organizations0.74%
  • Corporations / Businesses0.73%
  • Pension & Profit Sharing Plans0.66%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

TSA Wealth Management is an independent, individual-owned RIA that provides fee-based wealth management and financial planning to individuals and families. The firm is registered with the SEC (registered in 2022) and describes itself as a capital allocator that combines portfolio management for individuals and small businesses with third‑party manager selection and client education through seminars and workshops. Its billing model is a percentage of assets under management. TSA notes it is not an active ESG investor and does not identify as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 13%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, US Government Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds3%
  • State & Local Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 78

Active vs passive

$403M in ETFs

Passive

49%

$196M

Active

16%

$207M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$51.4M572,68012.77%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
5718 Westheimer Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth