Heritage Wealth Management
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 122394
- Registered since
- March 25, 2016
- Website
- heritageplanners.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.7%
- Individuals16.3%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Heritage Wealth Management is an independent, privately owned registered investment adviser that began SEC registration in 2016. The firm is organized as a corporation and serves primarily individual and family clients, offering financial planning and portfolio management (including for small-business owners). Its fee model blends a percentage-of-AUM charge with hourly and fixed-fee engagements. Heritage does not position itself as an ESG investor and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Public Funds/Mutual Funds30%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Contacts
3 of 5
Robert Dwyer
Senior Wealth AdvisorCRD 2960539
Ian Harris
Associate AdvisorCRD 5523431
Robert Rizarri
Associate AdvisorCRD 4823399
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$251M in ETFs
15%
$36.6M
85%
$214M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $72.9M | 889,725 | 29.06% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 4400 Post Oak Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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