Tradingblock

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
128605
Registered since
March 4, 2004

Firm profile

FINTRX

Overview

Tradingblock is organized as a corporation and is SEC-registered, first appearing in SEC records in 2004. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s profile is labeled “unclassified,” and the available data indicates it does not act as a capital allocator. Tradingblock is not identified as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm did not provide descriptive entries for its advisory activities, business lines, fee schedule, or client segments in the source data. That lack of narrative disclosure limits a more granular read on its target market, service model, or implementation approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Phillip Hoeh

    Phillip Hoeh

    Chief Compliance OfficerCRD 2231877

  • Donal Ogilvie

    Donal Ogilvie

    COOCRD 2863275

  • Robert Wallace

    CFOCRD 4606185

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Contacts

3 of 16
  • Joel Vanderhoof

    Joel Vanderhoof

    PresidentCRD 4152196

  • Michael Lavelle

    Michael Lavelle

    Founder and PartnerCRD 4184432

  • Michael Warren

    Michael Warren

    Registered RepresentativeCRD 5429628

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
311 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth