Tradewinds Capital Management, LLC
Firm details
- Headquarters
- Bellingham, Washington
- CRD number
- 145934
- Registered since
- February 6, 2008
- Website
- www.tradewinds.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.4%
- Individuals33.21%
- Corporations / Businesses0.25%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Tradewinds Capital Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2008. The firm serves both individual and family clients as well as institutional clients, and its owner type is listed as an individual. Fee arrangements include percentage-of-AUM billing plus options for hourly and fixed fees. Core advisory services emphasize financial planning, discretionary portfolio management for individuals, small businesses and institutions, and pension consulting. The firm identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities9%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 7
Kyle Jackson
Investment managerCRD 5125808
Azita Simler
Business Retirement Plan SpecialistCRD 4803527
Christopher Lang
Investment AdvisorCRD 4921956
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 280Active vs passive
$776M in ETFs
97%
$752M
2%
$24M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI SOUTH KOREA ETF (EWY) | BlackRock | Passive | Miscellaneous Region | $49.2M | 243,624 | 6.34% |
Location
Bellingham, WA
Whatcom
Location
Bellingham, WA
Headquartered in Bellingham, WA, in the West of the United States.
- Region
- West
- County
- Whatcom
- Address
- 2211 Rimland Dr
- Time zone
- PT (UTC-8)
- Office locations
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