Tradewinds Capital Management, LLC
Firm details
- Headquarters
- Bellingham, Washington
- CRD number
- 145934
- Registered since
- February 6, 2008
- Website
- www.tradewinds.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.4%
- Individuals33.21%
- Corporations / Businesses0.25%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Tradewinds Capital Management, LLC is an independent registered investment adviser that began SEC registration in 2008 and is owned by an individual principal. The firm serves both individual/family clients and institutional accounts. Its advisory services include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Tradewinds reports being an active ESG investor and does not position itself as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities9%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 8
Justin Slagle
Investment AdvisorCRD 7829120
Azita Simler
Business Retirement Plan SpecialistCRD 4803527
Donald Pence
Compliance ManagerCRD 3028301
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 280Active vs passive
$776M in ETFs
97%
$752M
2%
$24M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI SOUTH KOREA ETF (EWY) | BlackRock | Passive | Miscellaneous Region | $49.2M | 243,624 | 6.34% |
Location
Bellingham, WA
Whatcom
Location
Bellingham, WA
Headquartered in Bellingham, WA, in the West of the United States.
- Region
- West
- County
- Whatcom
- Address
- 2211 Rimland Dr
- Time zone
- PT (UTC-8)
- Office locations
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