Capstone Ria

RIASEC Registered
Total AUM
$241M
Discretionary
$241M
100% of AUM
Avg account
$379K
Accounts
636
Employees
3
Advisory reps
3

Firm details

Headquarters
Bellingham, Washington
CRD number
334343
Registered since
February 14, 2025
Website
www.capstoneria.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI67.03%
  • Individuals32.97%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capstone Ria is an independent, owner-operated LLC that provides financial planning and discretionary portfolio management for individuals, families and small-business clients. The firm is registered with the SEC (registration year 2025) and bills clients on a percentage-of-assets-under-management basis. Its reported practice does not emphasize ESG investing, it is not a multi-state adviser, and it does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Cash & Cash Equivalents 7%, Exchange Traded Equities 2%, US Government Bonds 1%90%
  • Public Funds/Mutual Funds90%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities2%
  • US Government Bonds1%

Contacts

3 of 3
  • Tyler Ryan

    Tyler Ryan

    Senior Financial AdvisorCRD 5113394

  • Lettie Sihota

    Lettie Sihota

    Financial AdvisorCRD 6269967

  • Lauryn Vogt

    MemberCRD 6097265

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$271M in ETFs

Passive

69%

$186M

Active

22%

$85.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$39.4M56,25414.53%
Unlock additional holdings →

Location

Primary office

Bellingham, WA

Whatcom

Location

Bellingham, WA

Headquartered in Bellingham, WA, in the West of the United States.

Region
West
County
Whatcom
Address
114 W Magnolia St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth