Capstone Ria
Firm details
- Headquarters
- Bellingham, Washington
- CRD number
- 334343
- Registered since
- February 14, 2025
- Website
- www.capstoneria.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI67.03%
- Individuals32.97%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Capstone Ria is an independent registered investment adviser organized as a limited liability company. The firm registered with the SEC in 2025 and is owned by an individual. Its client focus is individuals and families, and it charges fees as a percentage of assets under management. Core advisory services are financial planning and portfolio management for individuals and small businesses. Capstone Ria does not characterize itself as an ESG-focused manager, is not a multi-state adviser, and does not act as a capital allocator, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Cash & Cash Equivalents7%
- Exchange Traded Equities2%
- US Government Bonds1%
Contacts
3 of 3
Tyler Ryan
Senior Financial AdvisorCRD 5113394
Lettie Sihota
Financial AdvisorCRD 6269967
Lauryn Vogt
MemberCRD 6097265
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$259M in ETFs
69%
$179M
23%
$80M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $37.5M | 54,554 | 14.48% |
Location
Bellingham, WA
Whatcom
Location
Bellingham, WA
Headquartered in Bellingham, WA, in the West of the United States.
- Region
- West
- County
- Whatcom
- Address
- 114 W Magnolia St
- Time zone
- PT (UTC-8)
- Office locations
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