Trademark Financial Management, LLC
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 116543
- Registered since
- February 6, 2015
- Website
- www.trademarkfinancial.us
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals60.8%
- HNWI39.2%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Trademark Financial Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2015. The firm is owner-operated and positions itself as a capital allocator for individuals and families, offering discretionary portfolio management for both individual/small-business clients and for businesses or institutional clients. Trademark also performs selection of third-party advisers as part of its advisory services. Its fee model is flexible, including percentage-of-AUM fees as well as hourly, fixed, and other arrangements. The firm does not identify as an active ESG investor and is not presented as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities6%
- Cash & Cash Equivalents4%
- Other1%
Contacts
3 of 3
Jennifer Lutz
Director of OperationsCRD 7655538
Samuel Glubka
Senior AssociateCRD 7984119
Mark Carlton
PresidentCRD 1554654
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$252M in ETFs
57%
$143M
32%
$109M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $22.9M | 30,642 | 9.09% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 7825 Washington Ave S
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Epiq Partners, LLC
RIAMinneapolis, MN
Caissa Wealth Strategies
RIAMinneapolis, MN
Nepsis, Inc.
RIAMinneapolis, MN
PSC Capital Partners LLC
RIAMinneapolis, MN
Cloverfields Capital Group, LP
RIAMinneapolis, MN
Cordis Financial, LLC
RIAMinneapolis, MN