CORDIS FINANCIAL, LLC
Firm details
- Headquarters
- MINNEAPOLIS, Minnesota
- CRD number
- 294766
- Registered since
- May 15, 2018
- Website
- cordisfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI73.6%
- Individuals26.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Cordis Financial, LLC is an independent registered investment adviser organized as an LLC and operating since 2018. The firm serves both individual/family and institutional clients and offers financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include asset-based fees and fixed fees. Cordis does not identify as an active ESG investor, is not multi-state registered, and does not act as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities3%
- Private Funds1%
Contacts
3 of 5THOMAS SULLIVAN
Financial PlannerCRD 439818
KELLY SULLIVAN NOAH
Financial PlannerCRD 5904409
Kristin Baker
Associate Financial PlannerCRD 7688710
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MINNEAPOLIS, MN
HENNEPIN
Location
MINNEAPOLIS, MN
Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 3001 Broadway St NE
- Time zone
- CT (UTC-6)
- Office locations
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