Tower Principal Markets LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
—
Advisory reps
63
Avg account
$0

Firm details

Headquarters
Mount Pleasant, South Carolina
CRD number
319604
Registered since
April 14, 2023

Firm profile

FINTRX

Overview

Tower Principal Markets LLC is organized as a limited liability company and appears in SEC records with a registration date of 2023. The firm’s ownership is listed as a combination of a domestic entity and an individual. Publicly available profile fields for client segments, fee model, and core advisory activities are blank, so the firm’s target clientele and primary advisory services are not described in the record. The snapshot flags several operational attributes: the firm is not identified as a capital allocator, is not an active ESG investor, is not a pension consultant, and is not listed as a related adviser. The profile also marks the firm’s classification as “unclassified,” which typically reflects limited public disclosure about investment strategy or product focus.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Thomas Mester

    Chief Compliance OfficerCRD 2350593

  • Kenneth Wilson

    Kenneth Wilson

    Chief Executive OfficerCRD 3014927

  • Marwa Shedid

    Chief Operating OfficerCRD 5470002

Contacts

3 of 60
  • Sean Concannon

    Finance DirectorCRD 5364102

  • Mark Gorton

    Mark Gorton

    Registered RepresentativeCRD 2394542

  • Irina Kulakova

    ControllerCRD 5293472

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Mount Pleasant, SC

Charleston

Location

Mount Pleasant, SC

Headquartered in Mount Pleasant, SC, in the South of the United States.

Region
South
County
Charleston
Address
111 Coleman Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth