Tower Principal Markets LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
63
Avg account
$0

Firm details

Headquarters
Mount Pleasant, South Carolina
CRD number
319604
Registered since
April 14, 2023

Firm profile

FINTRX

Overview

Tower Principal Markets LLC is organized as a limited liability company and is shown as SEC-registered in 2023. FINTRX classifies the firm as Unclassified and lists its ownership as a mix of a domestic entity and an individual. The database flags the adviser as not acting as a capital allocator, not identifying as an active ESG investor, not operating as a multi-state adviser, and not serving as a pension consultant or related adviser. The firm has provided very limited public detail about its services. There are no disclosures in the source about its advisory offerings, target client segments, fee schedules, or other business activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Thomas Mester

    Chief Compliance OfficerCRD 2350593

  • Kenneth Wilson

    Kenneth Wilson

    Chief Executive OfficerCRD 3014927

  • Marwa Shedid

    Chief Operating OfficerCRD 5470002

Contacts

3 of 60
  • Sean Concannon

    Finance DirectorCRD 5364102

  • Mark Gorton

    Mark Gorton

    Registered RepresentativeCRD 2394542

  • Irina Kulakova

    ControllerCRD 5293472

Unlock 57 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mount Pleasant, SC

Charleston

Location

Mount Pleasant, SC

Headquartered in Mount Pleasant, SC, in the South of the United States.

Region
South
County
Charleston
Address
111 Coleman Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth