Global Alliance Securities LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Mount Pleasant, South Carolina
CRD number
167164
Registered since
August 7, 2014

Firm profile

FINTRX

Overview

Global Alliance Securities LLC is organized as a limited liability company and has been registered with the SEC since 2014. Ownership is listed as an individual owner and the firm’s registration profile is categorized as unclassified. The firm’s regulatory profile indicates it does not act as a capital allocator and does not identify as an active ESG investor. It is not registered as a multi-state adviser, is not flagged as a pension consultant, and is not identified as a related or newly formed adviser. The firm did not provide details on client segments, fee arrangements, advisory activities, or broader business lines in the available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer O'shea

    Chief Executive Officer & PresidentCRD 5632731

Contacts

3 of 4
  • Clifford Ackers

    Registered RepresentativeCRD 4793582

  • Jamie Axford

    Registered RepresentativeCRD 3079217

  • John Oshea

    John Oshea

    Executive ChairmanCRD 1067536

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Mount Pleasant, SC

Charleston

Location

Mount Pleasant, SC

Headquartered in Mount Pleasant, SC, in the South of the United States.

Region
South
County
Charleston
Address
2464 Darts Cove Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth