Tony Walker Financial
Firm details
- Headquarters
- Bowling Green, Kentucky
- CRD number
- 145457
- Registered since
- March 5, 2021
- Website
- www.tonywalkerfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals88.57%
- HNWI11.43%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Tony Walker Financial is an independent, SEC-registered investment adviser organized as a corporation and owned by an individual. The firm serves predominantly individual and family clients, charging fees as a percentage of assets under management. Its advisory work centers on financial planning and portfolio management for individuals and small businesses, and it also operates as an insurance broker. The adviser is not set up as a capital allocator or pension consultant, does not position itself as an ESG investor, and is not registered as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Cash & Cash Equivalents10%
- Exchange Traded Equities5%
- Non-Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Carl Jurgens
Chief Compliance OfficerCRD 7236651
Contacts
3 of 4
Heather Hughes
Financial AdvisorCRD 6864936
Phillip Walker
Owner and PresidentCRD 1903416
Wesley Walker
Client CommunicationsCRD 7296682
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$382M in ETFs
96%
$368M
4%
$14.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES TREASURY FLOATING RATE BOND ETF (TFLO) | BlackRock | Passive | Ultrashort Bond | $43.1M | 851,969 | 11.28% |
Location
Bowling Green, KY
Warren
Location
Bowling Green, KY
Headquartered in Bowling Green, KY, anchoring the Bowling Green-Glasgow, KY metro in the South.
- Metro area
- Bowling Green-Glasgow, KY
- Region
- South
- County
- Warren
- Address
- 2451 Industrial Dr
- Time zone
- CT (UTC-6)
- Office locations
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