Tocqueville Asset Management LP

RIASEC RegisteredEst. 1990

Total AUM

$10.2B

Discretionary

$9.3B

91% of AUM

Avg account

$4.4M

Accounts

2,314

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105690
Registered since: April 27, 1990
Website: tocqueville.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI55.39%
Charitable Organizations11.49%
Investment Companies9.34%
Other Investment Advisers7.57%
Pension & Profit Sharing Plans5.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tocqueville Asset Management LP is a limited partnership that operates as an institutional registered investment adviser. The firm is SEC-registered (initial registration in 1990) and serves both individual/family and institutional clients. It acts as a capital allocator and charges both AUM-based fees and performance-linked fees. Advisory capabilities span financial planning and portfolio management across a range of client types: individuals and small businesses, investment companies, pooled investment vehicles, and institutional or business accounts. The firm also engages in selection of other advisers and serves as a sponsor/GP or managing member of pooled investment vehicles. Industry affiliations listed include broker-dealer activity, other investment adviser roles, CPO/CTA functions, and sponsorship/management of funds. Tocqueville does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities75%
Public Funds/Mutual Funds9%
US Government Bonds6%
Cash & Cash Equivalents5%
Investment Grade Corp Bonds3%

Owners & executives

3 of 3

Robert Kleinschmidt
Chief Executive Officer and Chief Investment OfficerCRD 855215
Scott Schlesinger
Chief Operating OfficerCRD 1252675
Jeffrey Zatkowsky
Chief Financial OfficerCRD 7356580