Ethic

RIASEC RegisteredEst. 2016
Total AUM
$7.8B
Discretionary
$7.8B
100% of AUM
Avg account
$2.7M
Accounts
2,936
Employees
76
Advisory reps
18

Firm details

Headquarters
New York, New York
CRD number
282827
Registered since
February 18, 2016
Website
www.ethic.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers65.24%
  • Corporations / Businesses22.33%
  • Charitable Organizations7.06%
  • Insurance Companies3.23%
  • HNWI1.69%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ethic is an SEC-registered corporate investment adviser formed in 2016 that manages capital for both individual/family and institutional clients. The firm bills clients on a percentage-of-assets basis and lists portfolio management for individuals, small businesses, and institutions among its advisory services, along with educational seminars and workshops. Ethic is not identified as an active ESG investor in the source data. The firm is structured as a domestic entity with individual ownership and is not described as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Private Funds 2%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%96%
  • Exchange Traded Equities96%
  • Private Funds2%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Alexander Laipple

    Alexander Laipple

    Chief Growth OfficerCRD 5956733

  • Aakash Sharma

    Chief Compliance OfficerCRD 8168112

Contacts

3 of 16
  • Linda Sanchez

    Linda Sanchez

    Client Portfolio ManagerCRD 5968656

  • Jonathan French

    CRD 7403413

  • Ahmed Moawad

    Ahmed Moawad

    Associate Portfolio ManagerCRD 6854233

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 91

Active vs passive

$85.4M in ETFs

Passive

84%

$71.8M

Active

4%

$13.6M

ETFProviderStyleCategoryValueShares% of portfolio
TCW TRANSFORM 500 ETF (VOTE)PassiveLarge Blend$17.1M194,11420.04%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
99 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth