Ethic

RIASEC RegisteredEst. 2016
Total AUM
$10.1B
Discretionary
$10.1B
100% of AUM
Avg account
$2.9M
Accounts
3,505
Employees
75
Advisory reps
18

Firm details

Headquarters
New York, New York
CRD number
282827
Registered since
February 18, 2016
Website
www.ethic.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers63.97%
  • Corporations / Businesses19.52%
  • Charitable Organizations10.53%
  • Insurance Companies2.73%
  • HNWI2.61%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ethic is a corporate, institutional registered investment adviser that has been SEC-registered since 2016. The firm charges clients on a percentage-of-AUM basis and serves both high-net-worth individuals and institutional clients. Its advisory work spans discretionary portfolio management for individuals and small businesses, management for business or institutional accounts, and delivery of educational seminars and workshops. Ethic reports that it is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Private Funds 2%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%96%
  • Exchange Traded Equities96%
  • Private Funds2%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Alexander Laipple

    Alexander Laipple

    Chief Growth OfficerCRD 5956733

  • Aakash Sharma

    Chief Compliance OfficerCRD 8168112

Contacts

3 of 16
  • Jordan Lipman

    Jordan Lipman

    Co-FounderCRD 6206176

  • Aimei Zhong

    Director of Investment StrategyCRD 6510529

  • Douglas Scott

    Douglas Scott

    Co-FounderCRD 6613547

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 91

Active vs passive

$85.4M in ETFs

Passive

84%

$71.8M

Active

4%

$13.6M

ETFProviderStyleCategoryValueShares% of portfolio
TCW TRANSFORM 500 ETF (VOTE)PassiveLarge Blend$17.1M194,11420.04%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
99 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth