To Wealth, LLC

RIASEC Registered
Total AUM
$48.8M
Discretionary
$48.8M
100% of AUM
Avg account
$346K
Accounts
141
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
291594
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.44%
  • Individuals10.56%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

To Wealth, LLC is an independent, owner-operated registered investment adviser organized as a limited liability company that serves individual and family clients. The firm delivers financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers as part of its advisory offering. Its billing blends percentage-of-AUM fees with fixed-fee arrangements. The firm reports that it does not position itself as an ESG-focused manager and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 28%, Exchange Traded Equities 27%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 13%, US Government Bonds 7%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%28%
  • State & Local Bonds28%
  • Exchange Traded Equities27%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents13%
  • US Government Bonds7%

Contacts

1 of 1
  • Tina Ottersberg

    Tina Ottersberg

    OwnerCRD 5969462

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth