To One Asset Management

RIASEC RegisteredEst. 2017
Total AUM
$1.5M
Discretionary
$1.5M
100% of AUM
Avg account
$129K
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
160117
Registered since
March 15, 2017
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Other100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

To One Asset Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm is owned by an individual and focuses on portfolio management for individuals and small businesses. Its compensation mix includes a percentage-of-AUM fee schedule and performance-based fees, along with other fee arrangements. The adviser does not identify as an active ESG investor, does not operate as a multi-state adviser, and does not serve as a pension consultant or related adviser. It does not function as a capital allocator running proprietary pooled products.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Josip Galinec

    Josip Galinec

    CEOCRD 6020563

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Address
Teslina 10ii
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth