Soaring Investment Management, LLC

RIASEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
100% of AUM
Avg account
$44.1K
Accounts
35
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
166086
Custodians
INTERACTIVE BROKERS LLC, LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals99.79%
  • Corporations / Businesses0.21%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Soaring Investment Management, LLC is a small, owner-operated independent registered investment adviser organized as an LLC. The firm serves both individual and family clients as well as some institutional relationships. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation is primarily via a percentage-of-assets-under-management fee model, with the option of hourly billing for certain engagements. The firm does not identify as an active ESG investor and reports that it does not act as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Non-Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Denis Paquette

    Denis Paquette

    CEOCRD 6261771

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth