Tiaa Kaspick, LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 104554
- Registered since
- October 23, 1986
- Website
- www.kaspick.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Charitable Organizations94.37%
- State / Municipal Government4.33%
- Individuals1.3%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Tiaa Kaspick, LLC is a privately held limited liability company that has been SEC-registered since 1986. The adviser serves both individual and family clients as well as institutional investors, offering fee arrangements that include a percentage of assets under management and hourly billing. Its advisory practice centers on discretionary portfolio management for individuals, small businesses and institutional/business clients. The firm identifies as an active ESG investor and is not set up as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
3 of 5
Damon Whelchel
Chief Investment OfficerCRD 7894287
Joseph Gerharz
CFOCRD 5433948
Richard Immesberger
Chief Executive OfficerCRD 4652144
Contacts
3 of 5Robert Spivey
Senior DirectorCRD 8053423
Mohammad Iqbal
PresidentCRD 7297677
Bradley Finkle
Executive Vice PresidentCRD 2663338
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 10Active vs passive
$19M in ETFs
89%
$16.8M
11%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| Spdr S&P 500 Etf Trust (SPY) | State Street | Passive | Large Blend | $5.1M | 11,921 | 26.95% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 100 Federal St
- Time zone
- ET (UTC-5)
- Office locations
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