Battery Global Advisors, LLC

RIASEC RegisteredEst. 2012
Total AUM
$8.4B
Discretionary
$3.6B
43% of AUM
Avg account
$59M
Accounts
142
Employees
38
Advisory reps
10

Firm details

Headquarters
Boston, Massachusetts
CRD number
158508
Registered since
February 17, 2012
Website
bga.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • HNWI61.35%
  • Pooled Investment Vehicles38.65%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Battery Global Advisors, LLC is an independent, SEC‑registered registered investment adviser (since 2012) organized as an LLC and owned by an individual. The firm functions as a capital allocator for both individual & family and institutional clients and provides a mix of services including financial planning, portfolio management for individuals/small businesses and pooled vehicles, and manager selection. Battery also lists CPO/CTA activity on its filings. Its fee arrangements span percentage of AUM, fixed fees, performance fees and other structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 31%, Private Funds 25%, Cash & Cash Equivalents 24%, Other 8%, State & Local Bonds 4%, Public Funds/Mutual Funds 4%, Non-Exchange Traded Equities 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%31%
  • Exchange Traded Equities31%
  • Private Funds25%
  • Cash & Cash Equivalents24%
  • Other8%
  • State & Local Bonds4%

Owners & executives

3 of 6
  • Daniel Burns

    Daniel Burns

    Chief Compliance Officer And Chief Financial OfficerCRD 4942024

  • John Dinneen

    John Dinneen

    COO & Director of Tax and Estate PlanningCRD 6013288

  • David Rothenhaus

    Co-Chief Investment OfficerCRD 5157062

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Contacts

3 of 4

  • Allison Drushella

    DirectorCRD 7894543

  • Philip Bullen

    Philip Bullen

    DirectorCRD 2618050

  • Christopher Hanson

    Christopher Hanson

    Board of DirectorsCRD 5889942

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$151M in ETFs

Passive

100%

$151M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$56.4M175,66937.38%
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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
260 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth