Battery Global Advisors, LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 158508
- Registered since
- February 17, 2012
- Website
- bga.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI61.35%
- Pooled Investment Vehicles38.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Battery Global Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2012. The firm serves both high-net-worth individuals and families as well as institutional clients. Battery positions itself as a capital allocator and adviser to pooled vehicles, offering portfolio management for individuals, small businesses and pooled investment vehicles, selection of other advisers, and financial planning. It also engages in commodity pool operator/commodity trading adviser (CPO/CTA) activities. Fee arrangements include percentage-of-AUM, fixed fees, performance-based fees and other structures. Battery does not identify as an active ESG investor and is not listed as a multi-state adviser in the provided filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities31%
- Private Funds25%
- Cash & Cash Equivalents24%
- Other8%
- State & Local Bonds4%
Owners & executives
3 of 6
Daniel Burns
Chief Compliance Officer And Chief Financial OfficerCRD 4942024
John Dinneen
COO & Director of Tax and Estate PlanningCRD 6013288
David Rothenhaus
Co-Chief Investment OfficerCRD 5157062
Contacts
3 of 4Allison Drushella
DirectorCRD 7894543
Philip Bullen
DirectorCRD 2618050
Christopher Hanson
Board of DirectorsCRD 5889942
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$168M in ETFs
100%
$168M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $63.2M | 170,698 | 37.58% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 260 Franklin St
- Time zone
- ET (UTC-5)
- Office locations
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