THREE RIVERS EXECUTIVE CONSULTING, LLC

RIASEC RegisteredEst. 2022

Total AUM

$86.5M

Discretionary

$70.4M

81% of AUM

Avg account

$350K

Accounts

247

Employees

Advisory reps

Firm details

Headquarters: WEXFORD, Pennsylvania
CRD number: 311549
Registered since: February 9, 2022
Website: www.tr-ec.com
Custodians: ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Corporations / Businesses34.54%
Individuals29.18%
Pension & Profit Sharing Plans18.64%
HNWI17.64%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Three Rivers Executive Consulting, LLC is an independent registered investment adviser operating as a capital allocator to individual, family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers. Its fee model mixes AUM-based fees with hourly and fixed-fee arrangements, allowing flexibility for both ongoing portfolio management relationships and project-based advisory work. Investment activity is centered on public funds and mutual funds as the core sleeve, while the firm also deploys third-party alternative managers into private placements, real estate, commodities, REITs and oil & gas. Three Rivers does not position itself as an ESG-driven investor. The SEC registration dates from 2022 and the firm is owned by an individual principal.