4th River Financial Group, Inc.

RIASEC Registered
Total AUM
$66.6M
Discretionary
$0
0% of AUM
Avg account
$84.1K
Accounts
792
Employees
4
Advisory reps
4

Firm details

Headquarters
Wexford, Pennsylvania
CRD number
149058
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals71.72%
  • HNWI28.28%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

4th River Financial Group, Inc. is an independent, individually owned registered investment adviser that serves primarily individual and family clients. The firm combines fee-based asset management with hourly advisory work and provides financial planning, portfolio management for individuals and small businesses, periodic publications, and educational seminars or workshops. The ADV indicates an industry affiliation with an insurance company. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and appears to operate under a non-discretionary model for client assets.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Exchange Traded Equities 18%, Cash & Cash Equivalents 2%, US Government Bonds 1%81%
  • Public Funds/Mutual Funds81%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

2 of 2
  • Craig Thompson

    Craig Thompson

    CEO and Managing PartnerCRD 4429022

  • Nathan Thompson

    Nathan Thompson

    Chief Investment Officer & Managing PartnerCRD 4361520

Contacts

2 of 2
  • Lynn Johnson

    Lynn Johnson

    Vice President and Managing PartnerCRD 4493925

  • Ronald Smith

    Ronald Smith

    Investment Advisor RepresentativeCRD 2513452

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wexford, PA

Allegheny

Location

Wexford, PA

Headquartered in Wexford, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
Allegheny
Address
7500 Brooktree Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth