4th River Financial Group, Inc.
Firm details
- Headquarters
- Wexford, Pennsylvania
- CRD number
- 149058
- Website
- www.4thriverfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals71.72%
- HNWI28.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
4th River Financial Group, Inc. is an independent, individually owned registered investment adviser that serves primarily individual and family clients. The firm combines fee-based asset management with hourly advisory work and provides financial planning, portfolio management for individuals and small businesses, periodic publications, and educational seminars or workshops. The ADV indicates an industry affiliation with an insurance company. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and appears to operate under a non-discretionary model for client assets.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities18%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
2 of 2
Craig Thompson
CEO and Managing PartnerCRD 4429022

Nathan Thompson
Chief Investment Officer & Managing PartnerCRD 4361520
Contacts
2 of 2
Lynn Johnson
Vice President and Managing PartnerCRD 4493925

Ronald Smith
Investment Advisor RepresentativeCRD 2513452
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Wexford, PA
Allegheny
Location
Wexford, PA
Headquartered in Wexford, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- Allegheny
- Address
- 7500 Brooktree Rd
- Time zone
- ET (UTC-5)
- Office locations
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