Three Dots Advisory LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
342640
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Three Dots Advisory LLC is an individually owned limited liability company that provides portfolio management services for individual investors and small businesses. The firm’s public profile is limited; available records do not specify an SEC registration year or a broader institutional classification. Its operating model is small and owner-centric rather than structured as a capital allocator or multi-adviser platform. Fee arrangements at Three Dots Advisory LLC are flexible: the firm uses a combination of percentage-of-AUM billing, hourly charges, and performance-based fees. That mix suggests they accommodate both ongoing discretionary relationships and project-based or incentive-linked engagements. The firm does not identify itself as an active ESG investor, and it does not list pension consulting or related-adviser activities among its services. Public disclosures do not provide further detail on portfolio holdings, asset totals, or the use of alternative investments.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • Yuheng Fu

    Yuheng Fu

    FounderCRD 7836777

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
132 E 35th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth