Valueworks, LLC

RIASEC RegisteredEst. 2001

Total AUM

$577M

Discretionary

$577M

100% of AUM

Avg account

$6.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 116850
Registered since: October 26, 2001
Website: www.valueworksllc.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles76.3%
HNWI18.2%
Individuals3.16%
Charitable Organizations1.94%
Corporations / Businesses0.41%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Valueworks, LLC is a privately held limited liability company that operates as a hedge fund manager and registered investment adviser since 2001. The business is owned by an individual and serves both high-net-worth individuals/families and institutional investors. Its advisory mandate covers portfolio management for individuals and small businesses as well as management of pooled investment vehicles; the firm also acts as sponsor, general partner, and managing member for its pooled vehicles. The firm charges asset-based fees and can collect performance-linked compensation, a structure consistent with active hedge-fund management. Valueworks does not identify as an ESG investor and is not registered as a multi-state adviser.