Thornton Financial Management and Services

RIAState Registered
Total AUM
$53.3M
Discretionary
$53.3M
100% of AUM
Avg account
$198K
Accounts
269
Employees
2
Advisory reps
2

Firm details

Headquarters
Houston, Texas
CRD number
114457
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI68.71%
  • Individuals31.29%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Thornton Financial Management and Services is an owner-operated, independent registered investment adviser operating as a sole proprietorship. The firm focuses on fee-based portfolio management for individuals, families and small business clients, and also provides portfolio management services to businesses or institutions. Compensation is primarily a percentage-of-AUM advisory fee. The adviser is not positioned as a multi-state firm, does not market itself as an ESG investor, and does not act as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • David Thornton

    Chief Compliance OfficerCRD 5903870

Contacts

1 of 1
  • John Thornton

    OwnerCRD 4484198

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
820 Gessner Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth