Arete Advisors

RIASEC Registered
Total AUM
$53.5M
Discretionary
$50M
93% of AUM
Avg account
$320K
Accounts
167
Employees
1
Advisory reps
1

Firm details

Headquarters
Houston, Texas
CRD number
299636
Custodians
LPL FINANCIAL LLC, AMERICAN FUNDS & TRUSTS INCORPORATED
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.21%
  • Individuals15.13%
  • Corporations / Businesses5.55%
  • Pension & Profit Sharing Plans5.11%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Arete Advisors is an independent registered investment adviser organized as a limited liability company. The firm serves both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include percentage-of-assets, hourly fees, and fixed-fee engagements. Arete does not identify as an active ESG investor and is not described as a multi-state or newly formed adviser. The firm lists an affiliation with an insurance company and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Non-Exchange Traded Equities 13%, Exchange Traded Equities 6%, Cash & Cash Equivalents 3%78%
  • Public Funds/Mutual Funds78%
  • Non-Exchange Traded Equities13%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • David Tolson

    David Tolson

    PresidentCRD 4787645

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1800 Bering Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth