Thompson Financial LLC

Overview

Thompson Financial LLC is an independent, owner-operated registered investment adviser focused on individual and family clients. The firm provides financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Its fee structure combines a percentage-of-AUM model with hourly charges for planning or advisory work, which supports both ongoing portfolio management relationships and stand-alone planning engagements. Investment activity is concentrated on public funds—mutual funds are the primary building blocks for client portfolios. The firm runs discretionary accounts and allocates across pooled mutual fund vehicles rather than reporting significant direct-stock or ETF holdings. Thompson Financial is not identified as an active ESG investor, and it operates as a single-state adviser with a compact client base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices