INVESTORS CAPITAL MANAGEMENT INC
Firm details
- Headquarters
- DARIEN, Connecticut
- CRD number
- 110823
- Website
- www.incapman.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI91.22%
- Individuals8.78%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Investors Capital Management Inc. is a small, privately owned advisory firm that provides portfolio management for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and does not position itself as a capital allocator or pension consultant. Its practice does not emphasize ESG integration and it does not operate as a multi-state advisory platform according to the available records.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds33%
- Exchange Traded Equities32%
- US Government Bonds24%
- Investment Grade Corp Bonds10%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1BRIAN HATHAWAY
Independent ContractorCRD 1076945
Contacts
3 of 3LINDA SMITH
ShareholderCRD 6660713
STEVEN BAKER
PresidentCRD 1232693
JONATHAN AGNEW
Director and ShareholderCRD 2244639
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DARIEN, CT
FAIRFIELD
Location
DARIEN, CT
Headquartered in DARIEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 30 Old Kings Hwy S
- Time zone
- ET (UTC-5)
- Office locations
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