SR ALTERNATIVE CREDIT, LLC

RIASEC RegisteredEst. 2024
Total AUM
$247M
Discretionary
$150M
61% of AUM
Avg account
$14.6M
Accounts
17
Employees
9
Advisory reps
3

Firm details

Headquarters
DARIEN, Connecticut
CRD number
319478
Registered since
February 23, 2024
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles60.71%
  • Corporations / Businesses39.29%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SR Alternative Credit, LLC is an SEC-registered limited liability company that positions itself as an institutional adviser focused on pooled investment vehicles. The firm’s registered year with the SEC is 2024. Its advisory activity centers on portfolio management for pooled vehicles, and its client base is institutional. Fee arrangements include percentage-of-AUM charges as well as performance-based fees and other fee lines consistent with private fund structures. The firm is not an active ESG investor and is not identified as a multi-state or related adviser; it also does not present itself as a capital allocator. SR Alternative Credit maintains a set of industry roles beyond pure advisory work: filings indicate affiliations as a broker-dealer, an additional investment adviser, and as sponsor/GP/managing member of pooled investment vehicles. That combination suggests the firm both advises and sponsors private funds rather than only acting as an external allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 99%, Cash & Cash Equivalents 1%99%
  • Other99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • PETER FAIGL

    Chief Investment OfficerCRD 3102744

Contacts

2 of 2
  • JEFFREY HAAS

    PresidentCRD 2147891

  • PAMELA LAWRENCE

    PresidentCRD 1648920

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DARIEN, CT

FAIRFIELD

Location

DARIEN, CT

Headquartered in DARIEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
330 Boston Post Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth