STRATIS CAPITAL, LLC

RIASEC RegisteredEst. 2020
Total AUM
$508M
Discretionary
$334M
66% of AUM
Avg account
$6M
Accounts
85
Employees
1
Advisory reps
1

Firm details

Headquarters
DARIEN, Connecticut
CRD number
300130
Registered since
January 27, 2020
Custodians
GOLDMAN SACHS & CO. LLC, CITIGROUP GLOBAL MARKETS INC.
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Stratis Capital, LLC is an SEC-registered investment adviser organized as an LLC and operating principally for individual and family clients. Registered in 2020 and owned by an individual, the firm functions as a capital allocator that provides portfolio management for individuals and small businesses and selects third‑party advisers on clients’ behalf. Its fee arrangement is a percentage of assets under management. The firm does not identify as an active ESG investor and does not operate as a multi‑state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 47%, Exchange Traded Equities 28%, State & Local Bonds 14%, Private Funds 8%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 1%47%
  • Public Funds/Mutual Funds47%
  • Exchange Traded Equities28%
  • State & Local Bonds14%
  • Private Funds8%
  • Non-Investment Grade Corp Bonds2%

Contacts

1 of 1
  • WILLIAM EPIFANIO

    Investment AdviserCRD 3019375

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DARIEN, CT

FAIRFIELD

Location

DARIEN, CT

Headquartered in DARIEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
30 Old Kings Hwy S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth